20170721-US-DOD-Directive-5240.06-Counterintelligence-Awareness_Reporting_524006p.pdf

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Department of Defense
DIRECTIVE
NUMBER
5240.06
May 17, 2011
Incorporating Change 2, July 21, 2017
USD(I)
SUBJECT:
Counterintelligence Awareness and Reporting (CIAR)
References: See Enclosure 1
1. PURPOSE. This Directive:
a. Reissues DoD Instruction (DoDI) 5240.6 (Reference (a)) in accordance with the authority
in DoD Directive (DoDD) 5143.01 (Reference (b)).
b. Establishes policy, assigns responsibilities, and provides procedures for CIAR in
accordance with DoDD
O-5240.02
(Reference (c)).
c. Lists reportable contacts, activities, indicators, and behaviors associated with foreign
intelligence entities (FIEs), a term that includes international terrorists.
d. Establishes that persons subject to chapter 47 of title 10, United States Code, hereinafter
referred to as the Uniform Code of Military Justice (UCMJ) (Reference (d)) who violate specific
provisions of this issuance may be subject to punitive action under Article 92, UCMJ.
e. Establishes that civilian employees under their respective jurisdictions who violate
specific provisions of this issuance may be subject to appropriate disciplinary action under
regulations governing civilian employees.
f. Includes reportable FIE-associated cyberspace contacts, activities, indicators, and
behaviors.
g. Establishes the CIAR Council (CIARC) in accordance with DoDI 5105.18 (Reference
(e)).
2. APPLICABILITY. This Directive applies to:
a. OSD, the Military Departments, the Office of the Chairman of the Joint Chiefs of Staff
DoDD 5240.06, May 17, 2011
and the Joint Staff, the Combatant Commands, the Office of the Inspector General of the
Department of Defense, the Defense Agencies, the DoD Field Activities, and all other
organizational entities within the DoD (hereinafter referred to collectively as the “DoD
Components”).
b. Active and reserve military personnel, as well as DoD civilian employees (hereinafter
referred to collectively as “DoD personnel”).
c. The requirements of this Directive will be incorporated into DoD contracts, as appropriate,
and made applicable to those contracts.
3. DEFINITIONS. See Glossary.
4. POLICY. It is DoD policy that:
a. Initial and annual CIAR training on the FIE threat, methods, reportable information, and
reporting procedures shall be provided to DoD personnel as outlined in Enclosure 3.
b. Potential FIE threats to the DoD, its personnel, information, materiel, facilities, and
activities, or to U.S. national security shall be reported by DoD personnel in accordance with
Enclosure 4.
c. Failure to report FIE threats as identified in paragraph 3.a and section 5 of Enclosure 4 of
this Directive may result in judicial or administrative action or both pursuant to applicable law or
policy.
(1) Persons subject to the UCMJ who violate specific provisions of this issuance may be
subject to punitive action under Article 92, UCMJ.
(2) Civilian employees under their respective jurisdictions who violate specific
provisions of this issuance may be subject to appropriate disciplinary action under regulations
governing civilian employees.
d. The collection, retention, and dissemination of U.S. person information shall be in
accordance with DoD 5240.1-R (Reference (f)) and paragraph 3.e. of Enclosure 3 of this Directive.
e. CIAR records shall be maintained in accordance with
DoDD 5015.2
DoDI 5015.02
(Reference (g)).
5. RESPONSIBILITIES. See Enclosure 2.
6. PROCEDURES. See Enclosures 3 through 5.
7. INFORMATION COLLECTIONS
REQUIREMENTS.
The information requirement
Change 2, 07/21/2017
2
DoDD 5240.06, May 17, 2011
contained in this Directive is exempt from licensing in accordance with
paragraphs C4.4.1.,
C4.4.7., and C4.4.8.
Paragraphs 1.b.(3), 1.b.(6), and 1.b.(8) of Volume 1
of DoD
Manual
8910.01-M (Reference (h)).
8. RELEASABILITY.
UNLIMITED This Directive is approved for public release and is
available on the Internet from the DoD Issuances Website at http://www.dtic.mil/whs/directives.
Cleared for public release.
This directives is available on the Directives Division Website at
http://www.esd.whs.mil/DD/.
9. EFFECTIVE DATE. This Directive:
is effective May 17, 2011.
a. Is effective May 17, 2011.
b. Must be reissued, cancelled, or certified current within 5 years of its publication in
accordance with DoD Instruction 5025.01 (Reference (i)). If not, it will expire effective May 17,
2021 and be removed from the DoD Issuances Website
.
Enclosures
1. References
2. Responsibilities
3. Awareness Training
4. Reporting
5. CIARC
Glossary
Change 2, 07/21/2017
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DoDD 5240.06, May 17, 2011
TABLE OF CONTENTS
ENCLOSURE 1: REFERENCES ...................................................................................................6
ENCLOSURE 2: RESPONSIBILITIES .........................................................................................8
UNDER SECRETARY OF DEFENSE FOR INTELLIGENCE (USD(I)) .............................8
DEPUTY UNDER SECRETARY OF DEFENSE FOR INTELLIGENCE AND
SECURITY (DUSD(I&S)) ................................................................................................8
DIRECTOR, DEFENSE INTELLIGENCE AGENCY (DIA) ................................................8
DIRECTOR, DEFENSE SECURITY SERVICE (DSS) .........................................................9
HEADS OF THE DoD COMPONENTS .................................................................................9
ENCLOSURE 3: AWARENESS TRAINING .............................................................................10
GENERAL .............................................................................................................................10
INDIVIDUAL TRAINING REQUIREMENTS ....................................................................10
DoD COMPONENT TRAINING REQUIREMENTS ..........................................................10
CI SUPPORT TO CIAR TRAINING ....................................................................................11
FOREIGN TRAVEL ..............................................................................................................11
ENCLOSURE 4: REPORTING ...................................................................................................13
GENERAL .............................................................................................................................13
FAILURE TO REPORT ........................................................................................................13
REPORTING REQUIREMENTS .........................................................................................13
ACTIONS ON REPORTED INFORMATION .....................................................................13
REPORTABLE CONTACTS, ACTIVITIES, INDICATORS, AND BEHAVIORS ...........14
ENCLOSURE 5: CIARC..............................................................................................................18
PURPOSE ..............................................................................................................................18
MEMBERSHIP ......................................................................................................................18
MEETINGS ............................................................................................................................18
ACTIVITIES ..........................................................................................................................18
GLOSSARY ..................................................................................................................................19
PART I. ABBREVIATIONS AND ACRONYMS ...............................................................19
PART II. DEFINITIONS ......................................................................................................19
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CONTENT
DoDD 5240.06, May 17, 2011
TABLES
1. Reportable Foreign Intelligence Contacts, Activities, Indicators, and Behaviors ............14
2. Reportable International Terrorism Contacts, Activities, Indicators, and Behaviors .......16
3. Reportable FIE-Associated Cyberspace Activities, Indicators, and Behaviors ................16
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Change 2, 07/21/2017
CONTENT

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